Form 4 for SWKHL SWK Holdings Corp

Accepted 2022-04-01 00:00:00 ET · period of report 2022-03-31 · accession 0001911405-22-000001 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2022-04-01	2022-03-31	SWKHL	Hatcher Robert K.	Dir	A - Grant	—	+1,624	1,624	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-03-31	A	A	699	—	699	D	—	—	(F1) Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 449 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $16.88 closing price of the common stock on March 31, 2022.
2	Common	Restricted Stock Units	2022-03-31	A	A	925	—	1,624	D	—	—	(F2) Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $16.88 closing price of the common stock on March 31, 2022. The restricted shares vest on October 1,2022.