Form 4 for MQ Marqeta, Inc.
Accepted 2023-09-06 00:00:00 ET · period of report 2023-09-01 · accession 0001913038-23-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-06 | 2023-09-01 | MQ | Milotich Michael | CFO | M - OptEx | $0.00 | +77.8K | 231.8K | +51% | $0 |
| DM | 2023-09-06 | 2023-09-01 | MQ | Milotich Michael | CFO | F - Tax | $6.26 | -38.6K | 208.0K | -16% | -$241.6K |
| DM | 2023-09-06 | 2023-09-01 | MQ | Milotich Michael | CFO | M - OptEx | $0.00 | -77.8K | 254.1K | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-09-01 | M | A | 25,407 | $0.00 | 220,608 | D | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. |
| 2 | Common | Class A Common Stock | 2023-09-01 | F | D | 14,215 | $6.26 | 195,201 | D | — | — | (F2) Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| 3 | Common | Class A Common Stock | 2023-09-01 | M | A | 28,670 | $0.00 | 209,416 | D | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. |
| 4 | Common | Class A Common Stock | 2023-09-01 | F | D | 11,778 | $6.26 | 219,988 | D | — | — | (F2) Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| 5 | Common | Class A Common Stock | 2023-09-01 | F | D | 12,597 | $6.26 | 208,011 | D | — | — | (F2) Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| 6 | Common | Class A Common Stock | 2023-09-01 | M | A | 23,755 | $0.00 | 231,766 | D | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. |
| 7 | Derivative | Restricted Stock Units | 2023-09-01 | M | D | 23,755 | $0.00 | 237,552 | D | — · — to — | 23,755 Class A Common Stock | (F3) Each restricted stock unit is convertible into one share of Class A Common Stock. (F5) One-twelfth (1/12th) of the restricted stock units vested on March 1, 2023 and one-twelfth (1/12th) of the remaining restricted stock units vest quarterly on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. |
| 8 | Derivative | Restricted Stock Units | 2023-09-01 | M | D | 28,670 | $0.00 | 286,697 | D | — · — to — | 28,670 Class A Common Stock | (F3) Each restricted stock unit is convertible into one share of Class A Common Stock. (F4) One-fourth (1/4th) of the restricted stock units vested on March 1, 2023, and one-sixteenth (1/16th) of the remaining restricted stock units vest quarterly on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |
| 9 | Derivative | Restricted Stock Units | 2023-09-01 | M | D | 25,407 | $0.00 | 254,065 | D | — · — to — | 25,407 Class A Common Stock | (F3) Each restricted stock unit is convertible into one share of Class A Common Stock. (F4) One-fourth (1/4th) of the restricted stock units vested on March 1, 2023, and one-sixteenth (1/16th) of the remaining restricted stock units vest quarterly on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |