Form 4 for MQ Marqeta, Inc.
Accepted 2024-09-04 00:00:00 ET · period of report 2024-09-01 · accession 0001913038-24-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-04 | 2024-09-01 | MQ | Milotich Michael | CFO | F - Tax | $5.11 | -64.7K | 407.0K | -14% | -$330.4K |
| DM | 2024-09-04 | 2024-09-01 | MQ | Milotich Michael | CFO | M - OptEx | $0.00 | +127.6K | 409.0K | +45% | $0 |
| DM | 2024-09-04 | 2024-09-01 | MQ | Milotich Michael | CFO | M - OptEx | $0.00 | -127.6K | 142.5K | -47% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-01 | F | D | 12,040 | $5.11 | 418,749 | D | — | — | (F2) Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| 2 | Common | Class A Common Stock | 2024-09-01 | M | A | 49,759 | $0.00 | 468,508 | D | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. |
| 3 | Common | Class A Common Stock | 2024-09-01 | F | D | 25,218 | $5.11 | 443,290 | D | — | — | (F2) Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| 4 | Common | Class A Common Stock | 2024-09-01 | M | A | 23,756 | $0.00 | 430,789 | D | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. |
| 5 | Common | Class A Common Stock | 2024-09-01 | M | A | 25,407 | $0.00 | 419,910 | D | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. |
| 6 | Common | Class A Common Stock | 2024-09-01 | F | D | 14,530 | $5.11 | 394,503 | D | — | — | (F2) Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| 7 | Common | Class A Common Stock | 2024-09-01 | M | A | 28,670 | $0.00 | 409,033 | D | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. |
| 8 | Common | Class A Common Stock | 2024-09-01 | F | D | 12,877 | $5.11 | 407,033 | D | — | — | (F2) Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| 9 | Derivative | Restricted Stock Units | 2024-09-01 | M | D | 49,759 | $0.00 | 497,591 | D | — · — to — | 49,759 Class A Common Stock | (F3) Each restricted stock unit is convertible into one share of Class A Common Stock. (F6) One-twelfth (1/12th) of the restricted stock units vested on June 1, 2024, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |
| 10 | Derivative | Restricted Stock Units | 2024-09-01 | M | D | 28,670 | $0.00 | 172,018 | D | — · — to — | 28,670 Class A Common Stock | (F3) Each restricted stock unit is convertible into one share of Class A Common Stock. (F4) One-fourth (1/4th) of the restricted stock units vested on March 1, 2023, and one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |
| 11 | Derivative | Restricted Stock Units | 2024-09-01 | M | D | 25,407 | $0.00 | 152,439 | D | — · — to — | 25,407 Class A Common Stock | (F3) Each restricted stock unit is convertible into one share of Class A Common Stock. (F4) One-fourth (1/4th) of the restricted stock units vested on March 1, 2023, and one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |
| 12 | Derivative | Restricted Stock Units | 2024-09-01 | M | D | 23,756 | $0.00 | 142,531 | D | — · — to — | 23,756 Class A Common Stock | (F3) Each restricted stock unit is convertible into one share of Class A Common Stock. (F5) One-twelfth (1/12th) of the restricted stock units vested on March 1, 2023, and one-twelfth (1/12th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |