Form 4 for ROOT Root, Inc.
Accepted 2026-04-03 09:22:34 ET · period of report 2026-04-01 · accession 0001913361-26-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-04-03 09:22 | 2026-04-01 | ROOT | Bonakdarpour Mahtiyar | Pres, CTO | F - Tax | $43.26 | -31.7K | 372.5K | -8% | -$1.37M |
| D | 2026-04-03 09:22 | 2026-04-01 | ROOT | Bonakdarpour Mahtiyar | Pres, CTO | M - OptEx | $0.00 | +43.0K | 391.7K | +12% | $0 |
| D | 2026-04-03 09:22 | 2026-04-01 | ROOT | Bonakdarpour Mahtiyar | Pres, CTO | M - OptEx | $0.00 | -43.0K | 57.4K | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-04-01 | F | D | 1,642 | $43.26 | 359,556 | D | — | — | (F1) These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
| 2 | Common | Class A Common Stock | 2026-04-01 | F | D | 10,882 | $43.26 | 348,674 | D | — | — | (F1) These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
| 3 | Common | Class A Common Stock | 2026-04-01 | M | A | 43,043 | $0.00 | 391,717 | D | — | — | |
| 4 | Common | Class A Common Stock | 2026-04-01 | F | D | 19,198 | $43.26 | 372,519 | D | — | — | (F1) These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
| 5 | Derivative | Performance-Based Restricted Stock Units | 2026-04-01 | M | D | 43,043 | $0.00 | 57,390 | D | — · — to 2028-04-01 | 43,043 Class A Common Stock | (F3) Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of ROOT Class A common stock. The PSUs vest in tranches of 14,348 on April 1, 2024; 28,695 on April 1, 2025; 43,043 on April 1, 2026; and 57,390 on April 1, 2027 and upon ROOT Class A common stock achieving a specified price per share over 45 consecutive trading days after such dates. Per share price achievement levels for the four tranches are: $16.76; $25.14; $33.52; and $41.90. (F3) Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of ROOT Class A common stock. The PSUs vest in tranches of 14,348 on April 1, 2024; 28,695 on April 1, 2025; 43,043 on April 1, 2026; and 57,390 on April 1, 2027 and upon ROOT Class A common stock achieving a specified price per share over 45 consecutive trading days after such dates. Per share price achievement levels for the four tranches are: $16.76; $25.14; $33.52; and $41.90. |