Form 4 for AMP Ameriprise Financial
Accepted 2026-02-11 00:00:00 ET · period of report 2026-02-09 · accession 0001915877-26-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-02-11 | 2026-02-09 | AMP | Alvero Gumer | Pres-INSURANCE, ANNUITIES | M - OptEx | $148.78 | +8,293 | 14.2K | +140% | +$1.23M |
| D | 2026-02-11 | 2026-02-09 | AMP | Alvero Gumer | Pres-INSURANCE, ANNUITIES | F - Tax | $542.78 | -4,950 | 9,279 | -35% | -$2.69M |
| D | 2026-02-11 | 2026-02-09 | AMP | Alvero Gumer | Pres-INSURANCE, ANNUITIES | S - Sale+OE | $542.88 | -4,658 | 4,621 | -50% | -$2.53M |
| DM | 2026-02-11 | 2026-02-09 | AMP | Alvero Gumer | Pres-INSURANCE, ANNUITIES | M - OptEx | $0.00 | -8,293 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-09 | M | A | 3,428 | $179.84 | 9,364 | D | — | — | |
| 2 | Common | Common Stock | 2026-02-09 | M | A | 4,865 | $126.89 | 14,229 | D | — | — | |
| 3 | Common | Common Stock | 2026-02-09 | F | D | 4,950 | $542.78 | 9,279 | D | — | — | |
| 4 | Common | Common Stock | 2026-02-09 | S | D | 4,658 | $542.88 | 4,621 | D | — | — | (F1) Reflects the weighted average price of 4,658 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2026 with sale prices ranging from $542.61 to $542.955 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2026-02-09 | M | D | 3,428 | $0.00 | 0 | D | $179.84 · — to 2028-01-26 | 3,428 Common Stock | (F3) Fully vested. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2026-02-09 | M | D | 4,865 | $0.00 | 0 | D | $126.89 · — to 2029-02-01 | 4,865 Common Stock | (F3) Fully vested. |