Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2022-09-13 00:00:00 ET · period of report 2022-09-09 · accession 0001922547-22-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-13 | 2022-09-09 | ALK | HALVERSON EMILY | VP FIN AND Ctrl | F - Tax | $45.01 | -83 | 4,601 | -2% | -$3,736 |
| D | 2022-09-13 | 2022-09-09 | ALK | HALVERSON EMILY | VP FIN AND Ctrl | M - OptEx | $0.00 | +338 | 4,450 | +8% | $0 |
| D | 2022-09-13 | 2022-09-09 | ALK | HALVERSON EMILY | VP FIN AND Ctrl | M - OptEx | $0.00 | -338 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2022-09-09 | F | D | 83 | $45.01 | 4,601 | D | — | — | (F2) Includes 234 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on April 30, 2022, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| 2 | Common | COMMON STOCK | 2022-09-09 | M | A | 338 | $0.00 | 4,450 | D | — | — | (F1) Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis. |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2022-09-09 | M | D | 338 | $0.00 | 0 | D | $0.00 · — to — | 338 COMMON STOCK | (F1) Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis. (F3) On September 9, 2020, the reporting person was granted 1,350 RSUs that vested as to 25% of the RSUs granted on each of the first four six-month anniversaries of the grant date. |