Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2023-12-05 00:00:00 ET · period of report 2023-12-01 · accession 0001922547-23-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-05 | 2023-12-01 | ALK | HALVERSON EMILY | VP FIN AND Ctrl | F - Tax | $39.73 | -42 | 6,020 | -0.7% | -$1,669 |
| D | 2023-12-05 | 2023-12-01 | ALK | HALVERSON EMILY | VP FIN AND Ctrl | M - OptEx | $0.00 | +170 | 6,062 | +3% | $0 |
| D | 2023-12-05 | 2023-12-01 | ALK | HALVERSON EMILY | VP FIN AND Ctrl | M - OptEx | $0.00 | -170 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-12-01 | F | D | 42 | $39.73 | 6,020 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| 2 | Common | COMMON STOCK | 2023-12-01 | M | A | 170 | $0.00 | 6,062 | D | — | — | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2023-12-01 | M | D | 170 | $0.00 | 0 | D | $0.00 · 2023-12-01 to 2031-01-06 | 170 COMMON STOCK | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. |