Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2024-11-05 00:00:00 ET · period of report 2024-11-02 · accession 0001922547-24-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-05 | 2024-11-02 | ALK | HALVERSON EMILY | VP Fin, Ctrl, Treas | F - Tax | $49.23 | -237 | 8,479 | -3% | -$11.7K |
| D | 2024-11-05 | 2024-11-02 | ALK | HALVERSON EMILY | VP Fin, Ctrl, Treas | M - OptEx | $0.00 | +970 | 7,977 | +14% | $0 |
| D | 2024-11-05 | 2024-11-02 | ALK | HALVERSON EMILY | VP Fin, Ctrl, Treas | M - OptEx | $0.00 | -970 | 1,940 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2024-11-02 | F | D | 237 | $49.23 | 8,479 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. (F3) Includes 556 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan (ESPP) on April 30, 2024, and 183 share acquired under the ESPP on October 31, 2024, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| 2 | Common | COMMON STOCK | 2024-11-02 | M | A | 970 | $0.00 | 7,977 | D | — | — | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2024-11-02 | M | D | 970 | $0.00 | 1,940 | D | $0.00 · — to — | 970 COMMON STOCK | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. (F4) The RSUs vesting were from a grant of 2,910 shares awarded on 11/1/2023 that vested as to 970 shares on 11/2/2024 and that will vest as to 970 shares on 11/2/2025 and as to 970 shares on 11/2/2026. |