Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2025-11-04 00:00:00 ET · period of report 2025-11-02 · accession 0001922547-25-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-04 | 2025-11-02 | ALK | HALVERSON EMILY | VP Fin, Ctrl, Treas | M - OptEx | $0.00 | +970 | 9,223 | +12% | $0 |
| D | 2025-11-04 | 2025-11-02 | ALK | HALVERSON EMILY | VP Fin, Ctrl, Treas | F - Tax | $41.73 | -243 | 9,065 | -3% | -$10.1K |
| D | 2025-11-04 | 2025-11-02 | ALK | HALVERSON EMILY | VP Fin, Ctrl, Treas | M - OptEx | $0.00 | -970 | 970 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2025-11-02 | M | A | 970 | $0.00 | 9,223 | D | — | — | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. |
| 2 | Common | COMMON STOCK | 2025-11-02 | F | D | 243 | $41.73 | 9,065 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. (F3) Includes 85 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan (ESPP) on October 31, 2025, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2025-11-02 | M | D | 970 | $0.00 | 970 | D | $0.00 · — to — | 970 COMMON STOCK | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. (F4) The RSUs vesting were from a grant of 2,910 shares issued on November 2, 2023, that vest in three annual installments of 970 shares beginning on the first anniversary of the grant date. |