Form 4 for AVTX Avalo Therapeutics, Inc.
Accepted 2023-06-20 00:00:00 ET · period of report 2023-06-15 · accession 0001929354-23-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-06-20 | 2023-06-15+ | AVTX | Caissa Capital Management ltd. | 10% | P - Purchase | $3.87 | +8,160 | 1.43M | +0.6% | +$31.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-15 | P | A | 3,160 | $3.68 | 1,420,700 | I See Footnote (1) | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.19 to $3.99, inclusive. (F1) Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh. |
| 2 | Common | Common Stock | 2023-06-16 | P | A | 3,000 | $3.90 | 1,423,700 | I See Footnote (1) | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.745 to $3.98, inclusive. (F1) Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh. |
| 3 | Common | Common Stock | 2023-06-20 | P | A | 2,000 | $4.14 | 1,425,700 | I See Footnote (1) | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.07 to $4.17, inclusive. (F1) Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh. |