Form 4 for RXO RXO, Inc.
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001929561-23-000102 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-12 | 2023-12-08 | RXO | Wilkerson Andrew M. | CEO, Dir | M - OptEx | $0.00 | +7,779 | 72.2K | +12% | $0 |
| D | 2023-12-12 | 2023-12-08 | RXO | Wilkerson Andrew M. | CEO, Dir | F - Tax | $20.78 | -3,439 | 68.8K | -5% | -$71.5K |
| D | 2023-12-12 | 2023-12-08 | RXO | Wilkerson Andrew M. | CEO, Dir | M - OptEx | $0.00 | -7,779 | 575.2K | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-08 | M | A | 7,779 | $0.00 | 72,199 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-08 | F | D | 3,439 | $20.78 | 68,760 | D | — | — | (F1) No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled as originally scheduled, and there were no related discretionary transactions or open market sales. |
| 3 | Derivative | Restricted Stock Unit | 2023-12-08 | M | D | 7,779 | $0.00 | 575,204 | D | — · — to — | 7,779 Common Stock | (F2) Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock. (F3) The remaining RSU award vested in full on December 8, 2023. |