Form 4 for OPAL OPAL Fuels Inc.
Accepted 2024-04-02 00:00:00 ET · period of report 2024-03-31 · accession 0001930676-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-02 | 2024-03-31 | OPAL | Edelbach Scott | EVP | M - OptEx | — | +4,185 | 11.8K | +55% | — |
| D | 2024-04-02 | 2024-03-31 | OPAL | Edelbach Scott | EVP | F - Tax | $5.02 | -1,240 | 10.5K | -11% | -$6,225 |
| DM | 2024-04-02 | 2024-03-31 | OPAL | Edelbach Scott | EVP | A - Grant | $0.00 | +52.7K | 19.4K | New | $0 |
| D | 2024-04-02 | 2024-03-31 | OPAL | Edelbach Scott | EVP | M - OptEx | $0.00 | -4,185 | 41.6K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2024-03-31 | M | A | 4,185 | — | 11,750 | D | — | — | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of Class A common stock. This transaction represents the settlement of restricted stock units in shares of Class A common stock on their scheduled vesting date. |
| 2 | Common | Class A common stock | 2024-03-31 | F | D | 1,240 | $5.02 | 10,510 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-03-31 | A | A | 33,267 | $0.00 | 45,821 | D | — · — to — | 33,267 Class A common stock | (F3) The Reporting Person was granted restricted stock units ("RSUs") pursuant to the terms under the Issuer's 2022 Omnibus Equity Incentive Plan (the "Plan"), which represent a contingent right to receive one share of common stock for each RSU. 4,185 RSUs vested on March 31, 2024, 15,274 RSUs are scheduled to vest on March 31, 2025, 15,274 RSUs on March 31, 2026 and 11,088 RSUs on March 31, 2027. |
| 4 | Derivative | Restricted Stock Units | 2024-03-31 | M | D | 4,185 | $0.00 | 41,636 | D | — · — to — | 4,185 Class A common stock | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of Class A common stock. This transaction represents the settlement of restricted stock units in shares of Class A common stock on their scheduled vesting date. |
| 5 | Derivative | Stock options (right to buy) | 2024-03-31 | A | A | 19,412 | $0.00 | 19,412 | D | $5.02 · — to 2034-03-31 | 19,412 Class A common stock | (F4) The Reporting Person was granted an option to purchase shares of the Issuer's Class A common stock (the "Option") pursuant to the terms under the Plan at an exercise price of $5.02 per share, which was the closing price per share of the Issuer's Class A common stock on March 28, 2024, as quoted on the Nasdaq Stock Market. The Option vests in three (3) equal installments on each of the following dates: (i) March 31, 2025, (ii) March 31, 2026, and (iii) March 31, 2027, provided, that the Reporting Person continues to provide services to the Issuer through the applicable vesting date. |