Form 4 for RIOT Riot Platforms, Inc.

Accepted 2026-01-05 00:00:00 ET · period of report 2026-01-01 · accession 0001931824-26-000002 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2026-01-05	2026-01-01	RIOT	Werner Ryan D.	SVP, CAO	F - Tax	$12.67	-9,943	812.8K	-1%	-$126.0K
M	2026-01-05	2026-01-01	RIOT	Werner Ryan D.	SVP, CAO	A - Grant	$0.00	+177.6K	872.0K	+26%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2026-01-01	F	D	9,943	$12.67	812,832	D	—	—	(F1) Represents shares withheld by the Issuer to cover tax withholding obligations upon vesting of restricted shares of the Issuer's common stock.
2	Common	Common Stock	2026-01-01	A	A	118,388	$0.00	990,414	D	—	—	(F3) Represents an award of performance-based restricted shares under the LTIP at the maximum achievable amount of up to 200% of the award target amount of 59,194 shares. Such shares are eligible to vest, if at all, at the end of the three-year performance period from January 1, 2026 through December 31, 2028, upon certification by the Compensation and Human Resources Committee, and subject to the Reporting Persons continued service with the Issuer through January 1, 2029.
3	Common	Common Stock	2026-01-01	A	A	59,194	$0.00	872,026	D	—	—	(F2) Represents the award of service-based restricted shares under the Issuer's Long-Term Incentive Program ("LTIP"). These shares are eligible to vest, if at all, in three approximately equal tranches as of January 1, 2027, January 1, 2028, and January 1, 2029, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.