Form 4 for WHG WESTWOOD HOLDINGS GROUP INC
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0001932782-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-24 | 2023-02-23 | WHG | Lockridge Matthew | Head, U.S. Value Inv | F - Tax | $12.34 | -4,471 | 48.4K | -8% | -$55.2K | |
| 2023-02-24 | 2023-02-22 | WHG | Lockridge Matthew | Head, U.S. Value Inv | S - Sale | $11.70 | -6,713 | 52.8K | -11% | -$78.5K | |
| 2023-02-24 | 2023-02-22 | WHG | Lockridge Matthew | Head, U.S. Value Inv | A - Grant | $0.00 | +34.0K | 82.4K | +70% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | common stock | 2023-02-23 | F | D | 4,471 | $12.34 | 48,357 | D | — | — | |
| 2 | Common | common stock | 2023-02-22 | S | D | 6,713 | $11.70 | 52,828 | D | — | — | (F1) Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.13 to $11.80 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request. |
| 3 | Common | common stock | 2023-02-22 | A | A | 34,047 | $0.00 | 82,404 | D | — | — |