Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2025-09-17 00:00:00 ET · period of report 2025-09-15 · accession 0001934200-25-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-09-17 | 2025-09-15 | SOFI | Rishel Jeremy | CTO | M - OptEx | — | +276.5K | 1.00M | +38% | — |
| D | 2025-09-17 | 2025-09-16 | SOFI | Rishel Jeremy | CTO | F - Tax | $26.99 | -142.6K | 858.3K | -14% | -$3.85M |
| DM | 2025-09-17 | 2025-09-15 | SOFI | Rishel Jeremy | CTO | M - OptEx | $0.00 | -276.5K | 1.08M | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-15 | M | A | 271,750 | — | 996,071 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2025-09-15 | M | A | 4,793 | — | 1,000,864 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 3 | Common | Common Stock | 2025-09-16 | F | D | 142,578 | $26.99 | 858,286 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 4 | Derivative | Restricted Stock Unit | 2025-09-15 | M | D | 4,793 | $0.00 | 277,902 | D | — · — to — | 4,793 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2025. |
| 5 | Derivative | Restricted Stock Unit | 2025-09-15 | M | D | 271,750 | $0.00 | 1,080,201 | D | — · — to — | 271,750 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024. |