Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2025-12-17 00:00:00 ET · period of report 2025-12-08 · accession 0001934200-25-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-12-17 | 2025-12-16 | SOFI | Rishel Jeremy | CTO | F - Tax | $26.26 | -151.9K | 886.4K | -15% | -$3.99M |
| DM | 2025-12-17 | 2025-12-15 | SOFI | Rishel Jeremy | CTO | M - OptEx | — | +276.5K | 1.04M | +36% | — |
| D | 2025-12-17 | 2025-12-08 | SOFI | Rishel Jeremy | CTO | A - Grant | $11.99 | +1,043 | 761.8K | +0.1% | +$12.5K |
| DM | 2025-12-17 | 2025-12-15 | SOFI | Rishel Jeremy | CTO | M - OptEx | $0.00 | -276.5K | 808.5K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-16 | F | D | 151,937 | $26.26 | 886,434.97 | D | — | — | (F3) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 2 | Common | Common Stock | 2025-12-15 | M | A | 271,751 | — | 1,033,579.97 | D | — | — | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 3 | Common | Common Stock | 2025-12-08 | A | A | 1,042.97 | $11.99 | 761,828.97 | D | — | — | (F1) Shares were acquired under the SoFi Technologies, Inc. 2024 Employee Stock Purchase Plan on December 8, 2025, in an exempt transaction pursuant to Rule 16(b)-3(d), paid for by contributions made during the six month period ended December 8, 2025. |
| 4 | Common | Common Stock | 2025-12-15 | M | A | 4,792 | — | 1,038,371.97 | D | — | — | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 5 | Derivative | Restricted Stock Unit | 2025-12-15 | M | D | 4,792 | $0.00 | 273,110 | D | — · — to — | 4,792 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F5) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2025. |
| 6 | Derivative | Restricted Stock Unit | 2025-12-15 | M | D | 271,751 | $0.00 | 808,450 | D | — · — to — | 271,751 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024. |