Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2026-03-18 00:00:00 ET · period of report 2026-03-16 · accession 0001934200-26-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-18 | 2026-03-18 | SOFI | Rishel Jeremy | CTO | S - Sale+OE | $17.43 | -95.0K | 839.6K | -10% | -$1.66M |
| D | 2026-03-18 | 2026-03-17 | SOFI | Rishel Jeremy | CTO | F - Tax | $17.62 | -160.5K | 934.6K | -15% | -$2.83M |
| DM | 2026-03-18 | 2026-03-16 | SOFI | Rishel Jeremy | CTO | M - OptEx | — | +300.5K | 1.07M | +39% | — |
| DM | 2026-03-18 | 2026-03-16 | SOFI | Rishel Jeremy | CTO | M - OptEx | $0.00 | -300.5K | 244.4K | -55% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-18 | S | D | 94,958 | $17.43 | 839,639.97 | D | — | — | (F3) The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 2, 2025. |
| 2 | Common | Common Stock | 2026-03-17 | F | D | 160,500 | $17.62 | 934,597.97 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 3 | Common | Common Stock | 2026-03-16 | M | A | 28,748 | — | 1,095,097.97 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 4 | Common | Common Stock | 2026-03-16 | M | A | 271,752 | — | 1,066,349.97 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 5 | Derivative | Restricted Stock Unit | 2026-03-16 | M | D | 271,752 | $0.00 | 536,698 | D | — · — to — | 271,752 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024. |
| 6 | Derivative | Restricted Stock Unit | 2026-03-16 | M | D | 28,748 | $0.00 | 244,362 | D | — · — to — | 28,748 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F5) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2025. |