Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2026-09-16 19:43:01 ET · period of report 2026-09-14 · accession 0001934200-26-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-09-16 19:43 | 2026-09-14 | SOFI | Rishel Jeremy | CTO | M - OptEx | — | +77.9K | 973.0K | +9% | — |
| D | 2026-09-16 19:43 | 2026-09-15 | SOFI | Rishel Jeremy | CTO | F - Tax | $17.28 | -41.8K | 931.3K | -4% | -$721.4K |
| DM | 2026-09-16 19:43 | 2026-09-14 | SOFI | Rishel Jeremy | CTO | M - OptEx | $0.00 | -77.9K | 159.1K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-14 | M | A | 37,824 | — | 932,913.44 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2026-09-14 | M | A | 28,748 | — | 961,661.44 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 3 | Common | Common Stock | 2026-09-14 | M | A | 11,363 | — | 973,024.44 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 4 | Common | Common Stock | 2026-09-15 | F | D | 41,750 | $17.28 | 931,274.44 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 5 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 37,824 | $0.00 | 227,123 | D | — · — to — | 37,824 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024. |
| 6 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 28,748 | $0.00 | 186,865 | D | — · — to — | 28,748 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. |
| 7 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 11,363 | $0.00 | 159,080 | D | — · — to — | 11,363 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F5) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. (F5) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. |