Form 4 for ATEN A10 Networks, Inc.
Accepted 2026-05-06 21:29:26 ET · period of report 2026-05-05 · accession 0001936128-26-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-05-06 21:29 | 2026-05-05 | ATEN | Weber Robert Scott | GC | M - OptEx | $0.00 | +7,589 | 61.8K | +14% | $0 |
| D | 2026-05-06 21:29 | 2026-05-06 | ATEN | Weber Robert Scott | GC | F - Tax | $27.13 | -1,930 | 59.9K | -3% | -$52.4K |
| DM | 2026-05-06 21:29 | 2026-05-05 | ATEN | Weber Robert Scott | GC | M - OptEx | $0.00 | -7,589 | 3,706 | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-05 | M | A | 3,882 | $0.00 | 58,092 | D | — | — | (F1) Performance-Based Restricted Stock Units were previously reported on February 10, 2025, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between February 6, 2025 and February 6, 2029. The first achievement date occurred on April 16, 2026, as certified by the compensation committee of ATEN, resulting in 3,882 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-half (1/2) on May 5, 2026 and an additional one-fourth (1/4) on each of the first and second anniversaries of April 16, 2026, subject to continued employment. These shares are reflected on Table I. |
| 2 | Common | Common Stock | 2026-05-05 | M | A | 3,707 | $0.00 | 61,799 | D | — | — | (F2) Performance-Based Restricted Stock Units that were previously reported on February 13, 2026, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between February 12, 2026 and February 12, 2030. The first achievement date occurred on April 22, 2026, as certified by the compensation committee of ATEN, resulting in 3,707 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-half (1/2) on May 5, 2026 and an additional one-fourth (1/4) on each of the first and second anniversaries of April 22, 2026, subject to continued employment. These shares are reflected on Table I. |
| 3 | Common | Common Stock | 2026-05-06 | F | D | 1,930 | $27.13 | 59,869 | D | — | — | (F3) Includes 987 shares and 943 shares automatically withheld, on a non-discretionary basis, for tax purposes related to a February 6, 2025 performance-based restricted stock unit grant and a February 12, 2026 performance-based restricted stock unit grant, respectively, each that vested on May 5, 2026. |
| 4 | Derivative | Performance-based Restricted Stock Units | 2026-05-05 | M | D | 3,882 | $0.00 | 3,882 | D | — · — to 2029-02-06 | 3,882 Common Stock | (F1) Performance-Based Restricted Stock Units were previously reported on February 10, 2025, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between February 6, 2025 and February 6, 2029. The first achievement date occurred on April 16, 2026, as certified by the compensation committee of ATEN, resulting in 3,882 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-half (1/2) on May 5, 2026 and an additional one-fourth (1/4) on each of the first and second anniversaries of April 16, 2026, subject to continued employment. These shares are reflected on Table I. (F1) Performance-Based Restricted Stock Units were previously reported on February 10, 2025, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between February 6, 2025 and February 6, 2029. The first achievement date occurred on April 16, 2026, as certified by the compensation committee of ATEN, resulting in 3,882 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-half (1/2) on May 5, 2026 and an additional one-fourth (1/4) on each of the first and second anniversaries of April 16, 2026, subject to continued employment. These shares are reflected on Table I. |
| 5 | Derivative | Performance-based Restricted Stock Units | 2026-05-05 | M | D | 3,707 | $0.00 | 3,706 | D | — · — to 2030-02-12 | 3,707 Common Stock | (F2) Performance-Based Restricted Stock Units that were previously reported on February 13, 2026, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between February 12, 2026 and February 12, 2030. The first achievement date occurred on April 22, 2026, as certified by the compensation committee of ATEN, resulting in 3,707 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-half (1/2) on May 5, 2026 and an additional one-fourth (1/4) on each of the first and second anniversaries of April 22, 2026, subject to continued employment. These shares are reflected on Table I. (F2) Performance-Based Restricted Stock Units that were previously reported on February 13, 2026, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between February 12, 2026 and February 12, 2030. The first achievement date occurred on April 22, 2026, as certified by the compensation committee of ATEN, resulting in 3,707 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-half (1/2) on May 5, 2026 and an additional one-fourth (1/4) on each of the first and second anniversaries of April 22, 2026, subject to continued employment. These shares are reflected on Table I. |