Form 4 for ROKU ROKU, INC
Accepted 2026-03-04 00:00:00 ET · period of report 2026-03-02 · accession 0001937263-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-04 | 2026-03-02 | ROKU | Fuchsberg Gilbert | Pres, Subscriptions | M - OptEx | $0.00 | +10.3K | 69.4K | +17% | $0 |
| D | 2026-03-04 | 2026-03-03 | ROKU | Fuchsberg Gilbert | Pres, Subscriptions | S - Sale+OE | $95.57 | -3,250 | 60.5K | -5% | -$310.6K |
| D | 2026-03-04 | 2026-03-02 | ROKU | Fuchsberg Gilbert | Pres, Subscriptions | F - Tax | $98.09 | -5,710 | 63.7K | -8% | -$560.1K |
| DM | 2026-03-04 | 2026-03-02 | ROKU | Fuchsberg Gilbert | Pres, Subscriptions | M - OptEx | $0.00 | -10.3K | 5,246 | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-03-02 | M | A | 10,322 | $0.00 | 69,416 | D | — | — | |
| 2 | Common | Class A Common Stock | 2026-03-03 | S | D | 3,250 | $95.57 | 60,456 | D | — | — | (F2) Shares sold pursuant to Mr. Fuchsberg's 10b5-1 plan. |
| 3 | Common | Class A Common Stock | 2026-03-02 | F | D | 5,710 | $98.09 | 63,706 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 2, 2026. |
| 4 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 3,048 | $0.00 | 30,484 | D | — · — to — | 3,048 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F6) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). |
| 5 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 4,651 | $0.00 | 27,903 | D | — · — to — | 4,651 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. |
| 6 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 2,623 | $0.00 | 5,246 | D | — · — to — | 2,623 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |