Form 4 for NUVB Nuvation Bio Inc.
Accepted 2025-11-19 00:00:00 ET · period of report 2025-11-17 · accession 0001937915-25-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-11-19 | 2025-11-17+ | NUVB | Liu Dongfang | Chief MEDICAL Off | M - OptEx | $1.87 | +30.0K | 30.0K | New | +$56.1K |
| DM | 2025-11-19 | 2025-11-17+ | NUVB | Liu Dongfang | Chief MEDICAL Off | S - Sale+OE | $4.93 | -30.0K | 15.0K | -67% | -$148.1K |
| DM | 2025-11-19 | 2025-11-17+ | NUVB | Liu Dongfang | Chief MEDICAL Off | M - OptEx | $0.00 | -30.0K | 485.0K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-11-19 | M | A | 15,000 | $1.87 | 30,000 | D | — | — | |
| 2 | Common | Class A Common Stock | 2025-11-19 | S | D | 15,000 | $5.10 | 18,000 | D | — | — | (F2) Price reported is a weighted-average sales price. The shares were sold at prices ranging from $5.00 to $5.21. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F3) Includes 3,000 shares acquired on November 19, 2025 under the Issuer's 2021 Employee Stock Purchase Plan. |
| 3 | Common | Class A Common Stock | 2025-11-17 | M | A | 15,000 | $1.87 | 30,000 | D | — | — | (F1) Includes 3,000 shares acquired on May 19, 2025 under the Issuer's 2021 Employee Stock Purchase Plan. |
| 4 | Common | Class A Common Stock | 2025-11-17 | S | D | 15,000 | $4.77 | 15,000 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2025-11-19 | M | D | 15,000 | $0.00 | 470,000 | D | $1.87 · — to 2034-02-27 | 15,000 Class A Common Stock | (F4) Option vests as to 25% on the one year anniversary of 2/29/2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date. |
| 6 | Derivative | Stock Option (Right to Buy) | 2025-11-17 | M | D | 15,000 | $0.00 | 485,000 | D | $1.87 · — to 2034-02-27 | 15,000 Class A Common Stock | (F4) Option vests as to 25% on the one year anniversary of 2/29/2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date. |