Form 4 for AMPX Amprius Technologies, Inc.
Accepted 2024-04-15 00:00:00 ET · period of report 2024-04-12 · accession 0001942459-24-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-15 | 2024-04-12 | AMPX | Bornstein Jonathan | Pres of Amprius Lab | M - OptEx | $0.05 | +1.01M | 1.57M | +180% | +$50.4K |
| D | 2024-04-15 | 2024-04-12 | AMPX | Bornstein Jonathan | Pres of Amprius Lab | M - OptEx | $0.00 | -1.01M | 1 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2024-04-12 | M | A | 1,007,867 | $0.05 | 1,566,797 | D | — | — | (F1) Includes 558,930 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. |
| 2 | Derivative | Stock Option (right to buy) | 2024-04-12 | M | D | 1,007,867 | $0.00 | 1 | D | $0.05 · 2022-09-14 to 2027-03-15 | 1,007,867 Common stock |