Form 4 for GRWG GrowGeneration Corp.
Accepted 2023-02-14 00:00:00 ET · period of report 2022-12-06 · accession 0001942762-23-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-14 | 2022-12-06+ | GRWG | Sanders Gregory Kevin | CFO | A - Grant | $5.30 | +20.7K | 16.6K | New | +$109.5K |
| D | 2023-02-14 | 2022-12-06 | GRWG | Sanders Gregory Kevin | CFO | M - OptEx | $5.11 | +20.0K | 20.0K | New | +$102.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-06 | A | A | 7,351 | $5.11 | 13,913 | D | — | — | (F1) On December 6, 2022, 7,351 shares were issued by the Issuer pursuant to a cashless exercise by the Reporting Person to purchase 20,000 shares of common stock. |
| 2 | Common | Common Stock | 2022-12-15 | A | A | 10,664 | $5.40 | 27,243 | D | — | — | (F3) Pursuant to a restricted stock unit award agreement dated August 9, 2022, the Reporting Person was granted 90,000 restricted stock units, which will vest in six equal installments of 15,000 restricted stock units on each December 15 and June 15 following the grant date. The first installment vested on December 15, 2022, of which 4,336 shares of common stock were withheld by the Issuer to satisfy the applicable tax withholding obligation and 10,664 shares of common stock were issued to the Reporting Person. |
| 3 | Common | Common Stock | 2022-12-15 | A | A | 2,666 | $5.40 | 16,579 | D | — | — | (F2) Pursuant to a restricted stock unit award agreement dated January 5, 2022, the Reporting Person was granted 15,000 restricted stock units, which will vest in four equal installments of 3,750 restricted stock units on each December 15 following the grant date. The first installment vested on December 15, 2022, of which 1,084 shares were withheld by the Issuer to satisfy the applicable tax withholding obligation and 2,666 shares of common stock were issued to the Reporting Person. |
| 4 | Derivative | Common Stock Option | 2022-12-06 | M | A | 20,000 | $5.11 | 20,000 | D | $3.84 · 2018-08-16 to 2023-02-16 | 20,000 Common Stock | (F1) On December 6, 2022, 7,351 shares were issued by the Issuer pursuant to a cashless exercise by the Reporting Person to purchase 20,000 shares of common stock. (F4) Other than the options exercised on December 6, 2022, the Reporting Person also owns another option to purchase 20,000 shares of common stock at an exercise price of $3.84/share. |