Form 4 for BKKT Bakkt, Inc.
Accepted 2023-01-27 00:00:00 ET · period of report 2023-01-25 · accession 0001943008-23-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-01-27 | 2023-01-25 | BKKT | Elliot Mark Sonbolian | Chief Sales, Mktg Off | S - Sale | $1.69 | -16.5K | 303.9K | -5% | -$27.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-25 | S | D | 16,500 | $1.69 | 303,914 | D | — | — | (F1) The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/2022. (F2) Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.62 to $1.76, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. (F3) Includes 187,747 shares of Class A Common Stock subject to RSUs that remain subject to vesting. |