Form 4 for BKKT Bakkt, Inc.
Accepted 2024-04-11 00:00:00 ET · period of report 2023-09-25 · accession 0001944926-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-04-11 | 2023-09-25 | BKKT | Goodroe Charles | CAO | F - Tax | $1.10 | -2,425 | 32.8K | -7% | -$2,668 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-09-25 | F | D | 2,425 | $1.10 | 32,789 | D | — | — | (F1) In connection with the vesting of RSUs on September 22, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on September 22, 2023. (F3) Reflects the reporting person's holdings as of the date of the filing of this Form 4 on April 11, 2024. (F2) Includes 24,478 shares of Class A Common Stock subject to RSUs that remain subject to vesting. |