Form 4 for PENG Penguin Solutions, Inc.
Accepted 2025-10-16 00:00:00 ET · period of report 2025-10-14 · accession 0001944970-25-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-10-16 | 2025-10-14 | PENG | Clark Joseph Gates | SVP, Pres, Optimized LED | F - Tax | $22.32 | -23.5K | 127.7K | -16% | -$525.3K | |
| 2025-10-16 | 2025-10-14 | PENG | Clark Joseph Gates | SVP, Pres, Optimized LED | A - Grant | $0.00 | +54.0K | 151.3K | +55% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-10-14 | F | D | 23,535 | $22.32 | 127,729 | D | — | — | (F2) Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold. |
| 2 | Common | Common Stock | 2025-10-14 | A | A | 53,978 | $0.00 | 151,264 | D | — | — | (F1) On September 26, 2022, the reporting person was granted performance-based restricted stock units ("PSUs"), the vesting of which was (i) tied to the achievement of total stockholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 14, 2025, the Committee certified the performance goal achievement and determined that 53,978 PSUs were earned by the reporting person and vested as of such date. |