Form 4 for EBF ENNIS, INC.
Accepted 2023-04-25 00:00:00 ET · period of report 2023-04-19 · accession 0001947597-23-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-25 | 2023-04-19 | EBF | PENNINGTON ROBERT T | Chief Revenue Off | M - OptEx | $0.00 | +954 | 7,104 | +16% | $0 |
| D | 2023-04-25 | 2023-04-19 | EBF | PENNINGTON ROBERT T | Chief Revenue Off | M - OptEx | $0.00 | -954 | 955 | -50% | $0 |
| DM | 2023-04-25 | 2022-09-16+ | EBF | PENNINGTON ROBERT T | Chief Revenue Off | A - Grant | $16.69 | +11.9K | 1,909 | New | +$198.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-19 | M | A | 954 | $0.00 | 7,104 | D | — | — | |
| 2 | Derivative | RSU | 2023-04-19 | M | D | 954 | $0.00 | 955 | D | $0.00 · — to — | 954 Common Stock | (F2) Restricted units vest one-half April 19, 2023 and one-half April 19, 2024. Upon vesting some or all of restricted units (RSUs) may be converted to cash, stock or mixture of both. |
| 3 | Derivative | ISO granted 4/21/2023 | 2023-04-21 | A | A | 10,000 | $19.88 | 10,955 | D | $19.88 · 2024-04-21 to 2033-04-21 | 10,000 Common Stock | (F3) Option contract expires ten years from date of grant, and provides that shares will become exercisable 1/3 annually commencing on the first anniversary of grant. All option contracts are granted at market price on date of grant. |
| 4 | Derivative | RSU | 2022-09-16 | A | A | 1,909 | $0.00 | 1,909 | D | $0.00 · — to — | 1,909 Common Stock | (F1) Board authorized participation in Long-Term Incentive Plan on 09/16/2022 but terms of grant were not finalized until 09/21/2022 with effective date of 09/16/2022. (F2) Restricted units vest one-half April 19, 2023 and one-half April 19, 2024. Upon vesting some or all of restricted units (RSUs) may be converted to cash, stock or mixture of both. |