Form 4 for SCHW Charles Schwab Corporation
Accepted 2026-05-06 17:55:15 ET · period of report 2026-05-05 · accession 0001950787-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-05-06 17:55 | 2026-05-05 | SCHW | Schwab-Pomerantz Carolyn | Dir | M - OptEx | $31.65 | +9,910 | 9,624 | New | +$313.7K |
| DI | 2026-05-06 17:55 | 2026-05-05 | SCHW | Schwab-Pomerantz Carolyn | Dir | S - Sale+OE | $92.29 | -9,910 | 1.40M | -0.7% | -$914.6K |
| D | 2026-05-06 17:55 | 2026-05-05 | SCHW | Schwab-Pomerantz Carolyn | Dir | M - OptEx | $0.00 | -9,910 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-05 | M | A | 9,910 | $31.65 | 9,624 | D | — | — | (F1) Reflects the contribution of the shares received upon exercise of the option to a revocable trust. |
| 2 | Common | Common Stock | 2026-05-05 | S | D | 9,910 | $92.29 | 1,396,458.66 | I by Trust | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $92.23 to $92.38. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2026-05-05 | M | D | 9,910 | $0.00 | 0 | D | $31.65 · — to 2026-11-01 | 9,910 Common Stock | (F3) This option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on the first anniversary of the grant date. |