Form 4 for ROKU ROKU, INC
Accepted 2026-04-21 18:43:07 ET · period of report 2026-04-17 · accession 0001951665-26-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2026-04-21 18:43 | 2026-04-17 | ROKU | Collier Charles | Pres, Roku Media | M - OptEx | $52.15 | +205.8K | 213.5K | +2,673% | +$10.73M |
| DT | 2026-04-21 18:43 | 2026-04-17 | ROKU | Collier Charles | Pres, Roku Media | S - Sale+OE | $115.00 | -205.8K | 7,700 | -96% | -$23.67M |
| DMT | 2026-04-21 18:43 | 2026-04-17 | ROKU | Collier Charles | Pres, Roku Media | M - OptEx | $0.00 | -205.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-04-17 | M | A | 177,138 | $49.59 | 184,838 | D | — | — | |
| 2 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,331 | $65.71 | 186,169 | D | — | — | |
| 3 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,150 | $65.22 | 187,319 | D | — | — | |
| 4 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,116 | $67.18 | 188,435 | D | — | — | |
| 5 | Common | Class A Common Stock | 2026-04-17 | M | A | 846 | $88.65 | 189,281 | D | — | — | |
| 6 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,183 | $63.35 | 190,464 | D | — | — | |
| 7 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,268 | $59.13 | 191,732 | D | — | — | |
| 8 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,457 | $60.05 | 193,189 | D | — | — | |
| 9 | Common | Class A Common Stock | 2026-04-17 | M | A | 897 | $97.49 | 194,086 | D | — | — | |
| 10 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,294 | $57.94 | 195,380 | D | — | — | |
| 11 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,007 | $74.49 | 196,387 | D | — | — | |
| 12 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,414 | $53.03 | 197,801 | D | — | — | |
| 13 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,466 | $59.70 | 199,267 | D | — | — | |
| 14 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,008 | $74.34 | 200,275 | D | — | — | |
| 15 | Common | Class A Common Stock | 2026-04-17 | M | A | 973 | $77.05 | 201,248 | D | — | — | |
| 16 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,375 | $63.64 | 202,623 | D | — | — | |
| 17 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,071 | $81.72 | 203,694 | D | — | — | |
| 18 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,241 | $70.50 | 204,935 | D | — | — | |
| 19 | Common | Class A Common Stock | 2026-04-17 | M | A | 983 | $89.00 | 205,918 | D | — | — | |
| 20 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,168 | $64.19 | 207,086 | D | — | — | |
| 21 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,200 | $62.47 | 208,286 | D | — | — | |
| 22 | Common | Class A Common Stock | 2026-04-17 | M | A | 845 | $103.54 | 209,131 | D | — | — | |
| 23 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,543 | $56.68 | 210,674 | D | — | — | |
| 24 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,494 | $58.55 | 212,168 | D | — | — | |
| 25 | Common | Class A Common Stock | 2026-04-17 | M | A | 1,339 | $65.34 | 213,507 | D | — | — | |
| 26 | Common | Class A Common Stock | 2026-04-17 | S | D | 205,807 | $115.00 | 7,700 | D | — | — | (F1) Shares sold pursuant to Mr. Collier's 10b5-1 plan. |
| 27 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 177,138 | $0.00 | 143,765 | D | $49.59 · — to 2032-11-03 | 177,138 Class A Common Stock | (F2) This stock option vests in 48 substantially equal monthly installments. The first installment vested on December 4, 2022. |
| 28 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,331 | $0.00 | 0 | D | $65.71 · — to 2033-04-02 | 1,331 Class A Common Stock | (F3) This stock option is fully vested. |
| 29 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,150 | $0.00 | 0 | D | $65.22 · — to 2034-09-02 | 1,150 Class A Common Stock | (F3) This stock option is fully vested. |
| 30 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,116 | $0.00 | 0 | D | $67.18 · — to 2034-11-03 | 1,116 Class A Common Stock | (F3) This stock option is fully vested. |
| 31 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 846 | $0.00 | 0 | D | $88.65 · — to 2034-01-31 | 846 Class A Common Stock | (F3) This stock option is fully vested. |
| 32 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,183 | $0.00 | 0 | D | $63.35 · — to 2034-02-28 | 1,183 Class A Common Stock | (F3) This stock option is fully vested. |
| 33 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,268 | $0.00 | 0 | D | $59.13 · — to 2034-04-30 | 1,268 Class A Common Stock | (F3) This stock option is fully vested. |
| 34 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,457 | $0.00 | 0 | D | $60.05 · — to 2033-01-31 | 1,457 Class A Common Stock | (F3) This stock option is fully vested. |
| 35 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 897 | $0.00 | 0 | D | $97.49 · — to 2033-07-31 | 897 Class A Common Stock | (F3) This stock option is fully vested. |
| 36 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,294 | $0.00 | 0 | D | $57.94 · — to 2034-06-02 | 1,294 Class A Common Stock | (F3) This stock option is fully vested. |
| 37 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,007 | $0.00 | 0 | D | $74.49 · — to 2035-01-01 | 1,007 Class A Common Stock | (F3) This stock option is fully vested. |
| 38 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,414 | $0.00 | 0 | D | $53.03 · — to 2034-08-05 | 1,414 Class A Common Stock | (F3) This stock option is fully vested. |
| 39 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,466 | $0.00 | 0 | D | $59.70 · — to 2033-10-31 | 1,466 Class A Common Stock | (F3) This stock option is fully vested. |
| 40 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,008 | $0.00 | 0 | D | $74.34 · — to 2034-09-30 | 1,008 Class A Common Stock | (F3) This stock option is fully vested. |
| 41 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 973 | $0.00 | 0 | D | $77.05 · — to 2034-12-01 | 973 Class A Common Stock | (F3) This stock option is fully vested. |
| 42 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,375 | $0.00 | 0 | D | $63.64 · — to 2033-02-28 | 1,375 Class A Common Stock | (F3) This stock option is fully vested. |
| 43 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,071 | $0.00 | 0 | D | $81.72 · — to 2033-08-31 | 1,071 Class A Common Stock | (F3) This stock option is fully vested. |
| 44 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,241 | $0.00 | 0 | D | $70.50 · — to 2033-10-01 | 1,241 Class A Common Stock | (F3) This stock option is fully vested. |
| 45 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 983 | $0.00 | 0 | D | $89.00 · — to 2034-01-01 | 983 Class A Common Stock | (F3) This stock option is fully vested. |
| 46 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,168 | $0.00 | 0 | D | $64.19 · — to 2034-03-31 | 1,168 Class A Common Stock | (F3) This stock option is fully vested. |
| 47 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,200 | $0.00 | 0 | D | $62.47 · — to 2034-06-30 | 1,200 Class A Common Stock | (F3) This stock option is fully vested. |
| 48 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 845 | $0.00 | 0 | D | $103.54 · — to 2033-11-30 | 845 Class A Common Stock | (F3) This stock option is fully vested. |
| 49 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,543 | $0.00 | 0 | D | $56.68 · — to 2033-04-30 | 1,543 Class A Common Stock | (F3) This stock option is fully vested. |
| 50 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,494 | $0.00 | 0 | D | $58.55 · — to 2033-05-31 | 1,494 Class A Common Stock | (F3) This stock option is fully vested. |
| 51 | Derivative | Employee Stock Option (right to buy) | 2026-04-17 | M | D | 1,339 | $0.00 | 0 | D | $65.34 · — to 2033-07-02 | 1,339 Class A Common Stock | (F3) This stock option is fully vested. |