Form 4 for SMR NUSCALE POWER Corp
Accepted 2026-03-03 00:00:00 ET · period of report 2026-02-28 · accession 0001953454-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-03 | 2026-03-02 | SMR | Scott Clayton | Chief Commercial Off | S - Sale+OE | $12.22 | -22.5K | 132.9K | -14% | -$274.7K |
| DM | 2026-03-03 | 2026-03-02 | SMR | Scott Clayton | Chief Commercial Off | M - OptEx | — | +68.4K | 155.3K | +79% | — |
| DM | 2026-03-03 | 2026-03-02 | SMR | Scott Clayton | Chief Commercial Off | M - OptEx | $0.00 | -68.4K | 46.5K | -59% | $0 |
| D | 2026-03-03 | 2026-02-28 | SMR | Scott Clayton | Chief Commercial Off | A - Grant | $0.00 | +112.8K | 112.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-03-02 | S | D | 22,478 | $12.22 | 132,852 | D | — | — | (F2) The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. |
| 2 | Common | Class A Common Stock | 2026-03-02 | M | A | 19,054 | — | 106,019 | D | — | — | (F1) Restricted stock units convert into Class A Common stock on a one-to-one basis. |
| 3 | Common | Class A Common Stock | 2026-03-02 | M | A | 26,042 | — | 132,061 | D | — | — | (F1) Restricted stock units convert into Class A Common stock on a one-to-one basis. |
| 4 | Common | Class A Common Stock | 2026-03-02 | M | A | 23,269 | — | 155,330 | D | — | — | (F1) Restricted stock units convert into Class A Common stock on a one-to-one basis. |
| 5 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 19,054 | $0.00 | 0 | D | — · — to — | 19,054 Class A Common Stock | (F1) Restricted stock units convert into Class A Common stock on a one-to-one basis. (F3) On February 28, 2023, the reporting person was granted 57,163 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date. |
| 6 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 26,042 | $0.00 | 26,042 | D | — · — to — | 26,042 Class A Common Stock | (F1) Restricted stock units convert into Class A Common stock on a one-to-one basis. (F4) On February 28, 2024, the reporting person was granted 78,125 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date. |
| 7 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 23,269 | $0.00 | 46,539 | D | — · — to — | 23,269 Class A Common Stock | (F1) Restricted stock units convert into Class A Common stock on a one-to-one basis. (F5) On February 28, 2025, the reporting person was granted 69,808 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date. |
| 8 | Derivative | Restricted Stock Unit | 2026-02-28 | A | A | 112,840 | $0.00 | 112,840 | D | — · — to — | 112,840 Class A Common Stock | (F1) Restricted stock units convert into Class A Common stock on a one-to-one basis. (F6) On February 28, 2026, the reporting person was granted 112,840 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date. |