Form 4/A for ESTA ESTABLISHMENT LABS HOLDINGS INC.
Accepted 2023-03-29 00:00:00 ET · period of report 2023-03-06 · accession 0001956475-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2023-03-29 | 2023-03-06 | ESTA | Rodio Paul D. | COO | J - Other | — | 0 | 0 | New | — |
| DA | 2023-03-29 | 2023-03-06 | ESTA | Rodio Paul D. | COO | J - Other | — | 0 | 0 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-03-06 | J | A | 0 | $0.00 | 0 | D | — | — | |
| 2 | Derivative | Stock Option (Right to buy) | 2023-03-06 | J | A | 0 | $0.00 | 0 | D | $74.47 · — to 2033-03-06 | 0 Common Shares | (F1) This Form 4 reporting an annual award of stock units and stock options under the Issuer's 2018 Equity Incentive Plan was filed in error. Mr. Rodio received a new hire grant at the time he began employment, as previously reported on a Form 4 filed on December 1, 2022. However, pursuant to the terms of his employment, he is not eligible for an additional annual equity award until 2024. As of the date of this amendment, Mr. Rodio beneficially owns no shares of the Issuer's common stock, and he continues to have an option to purchase 50,000 common shares of the Issuer. |