Form 4 for ROKU ROKU, INC
Accepted 2025-11-19 00:00:00 ET · period of report 2025-11-17 · accession 0001959033-25-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-19 | 2025-11-17 | ROKU | Banks Matthew C. | VP, CAO | F - Tax | $96.89 | -2,611 | 8,004 | -25% | -$253.0K |
| D | 2025-11-19 | 2025-11-17 | ROKU | Banks Matthew C. | VP, CAO | M - OptEx | $0.00 | +5,260 | 10.6K | +98% | $0 |
| D | 2025-11-19 | 2025-11-18 | ROKU | Banks Matthew C. | VP, CAO | S - Sale+OE | $95.09 | -719 | 7,285 | -9% | -$68.4K |
| DM | 2025-11-19 | 2025-11-17 | ROKU | Banks Matthew C. | VP, CAO | M - OptEx | $0.00 | -5,260 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-11-17 | F | D | 2,611 | $96.89 | 8,004 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 17, 2025. |
| 2 | Common | Class A Common Stock | 2025-11-17 | M | A | 5,260 | $0.00 | 10,615 | D | — | — | |
| 3 | Common | Class A Common Stock | 2025-11-18 | S | D | 719 | $95.09 | 7,285 | D | — | — | (F2) Shares sold pursuant to Mr. Banks' 10b5-1 plan. |
| 4 | Derivative | Restricted Stock Unit | 2025-11-17 | M | D | 1,202 | $0.00 | 8,414 | D | — · — to — | 1,202 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F8) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. |
| 5 | Derivative | Restricted Stock Unit | 2025-11-17 | M | D | 787 | $0.00 | 8,667 | D | — · — to — | 787 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F9) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025. |
| 6 | Derivative | Restricted Stock Unit | 2025-11-17 | M | D | 827 | $0.00 | 2,484 | D | — · — to — | 827 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F7) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |
| 7 | Derivative | Restricted Stock Unit | 2025-11-17 | M | D | 1,248 | $0.00 | 4,995 | D | — · — to — | 1,248 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F6) This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023. |
| 8 | Derivative | Restricted Stock Unit | 2025-11-17 | M | D | 1,048 | $0.00 | 1,049 | D | — · — to — | 1,048 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU vests in four substantially equal quarterly installments. The first installment vested on June 1, 2025. |
| 9 | Derivative | Restricted Stock Unit | 2025-11-17 | M | D | 148 | $0.00 | 0 | D | — · — to — | 148 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022. |