Form 4 for ROKU ROKU, INC
Accepted 2026-03-04 00:00:00 ET · period of report 2026-03-02 · accession 0001959033-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-04 | 2026-03-02 | ROKU | Banks Matthew C. | VP, CAO | F - Tax | $98.09 | -2,550 | 8,391 | -23% | -$250.1K |
| D | 2026-03-04 | 2026-03-02 | ROKU | Banks Matthew C. | VP, CAO | M - OptEx | $0.00 | +5,116 | 10.9K | +88% | $0 |
| D | 2026-03-04 | 2026-03-03 | ROKU | Banks Matthew C. | VP, CAO | S - Sale+OE | $95.57 | -716 | 7,675 | -9% | -$68.4K |
| DM | 2026-03-04 | 2026-03-02 | ROKU | Banks Matthew C. | VP, CAO | M - OptEx | $0.00 | -5,116 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-03-02 | F | D | 2,550 | $98.09 | 8,391 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 2, 2026. |
| 2 | Common | Class A Common Stock | 2026-03-02 | M | A | 5,116 | $0.00 | 10,941 | D | — | — | |
| 3 | Common | Class A Common Stock | 2026-03-03 | S | D | 716 | $95.57 | 7,675 | D | — | — | (F2) Shares sold pursuant to Mr. Banks' 10b5-1 plan. |
| 4 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 1,249 | $0.00 | 3,746 | D | — · — to — | 1,249 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023. |
| 5 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 788 | $0.00 | 7,879 | D | — · — to — | 788 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F8) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). |
| 6 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 1,202 | $0.00 | 7,212 | D | — · — to — | 1,202 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F7) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. |
| 7 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 828 | $0.00 | 1,656 | D | — · — to — | 828 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F6) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |
| 8 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 1,049 | $0.00 | 0 | D | — · — to — | 1,049 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in four substantially equal quarterly installments. The first installment vested on June 1, 2025. |