Form 4 for ROKU ROKU, INC
Accepted 2026-06-03 18:26:04 ET · period of report 2026-06-01 · accession 0001959033-26-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2026-06-03 18:26 | 2026-06-01 | ROKU | Banks Matthew C. | VP, CAO | M - OptEx | $0.00 | +4,067 | 10.3K | +65% | $0 |
| DT | 2026-06-03 18:26 | 2026-06-01 | ROKU | Banks Matthew C. | VP, CAO | F - Tax | $129.03 | -2,018 | 8,271 | -20% | -$260.4K |
| DT | 2026-06-03 18:26 | 2026-06-02 | ROKU | Banks Matthew C. | VP, CAO | S - Sale+OE | $127.26 | -546 | 7,725 | -7% | -$69.5K |
| DMT | 2026-06-03 18:26 | 2026-06-01 | ROKU | Banks Matthew C. | VP, CAO | M - OptEx | $0.00 | -4,067 | 7,091 | -36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-06-01 | M | A | 4,067 | $0.00 | 10,289 | D | — | — | |
| 2 | Common | Class A Common Stock | 2026-06-01 | F | D | 2,018 | $129.03 | 8,271 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 1, 2026. |
| 3 | Common | Class A Common Stock | 2026-06-02 | S | D | 546 | $127.26 | 7,725 | D | — | — | (F2) Shares sold pursuant to Mr. Banks' 10b5-1 plan. |
| 4 | Derivative | Restricted Stock Unit | 2026-06-01 | M | D | 1,249 | $0.00 | 2,497 | D | — · — to — | 1,249 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023. (F4) This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023. |
| 5 | Derivative | Restricted Stock Unit | 2026-06-01 | M | D | 828 | $0.00 | 828 | D | — · — to — | 828 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. (F5) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |
| 6 | Derivative | Restricted Stock Unit | 2026-06-01 | M | D | 1,202 | $0.00 | 6,010 | D | — · — to — | 1,202 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F6) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. (F6) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. |
| 7 | Derivative | Restricted Stock Unit | 2026-06-01 | M | D | 788 | $0.00 | 7,091 | D | — · — to — | 788 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F7) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). (F7) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). |