Form 4 for ROK Rockwell Automation
Accepted 2026-03-03 00:00:00 ET · period of report 2026-03-02 · accession 0001963701-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-03-03 | 2026-03-02 | ROK | Buttermore Robert L. | SVP, Chief Supply Chain Off | S - Sale+OE | $398.92 | -8,932 | 10.8K | -45% | -$3.56M |
| DM | 2026-03-03 | 2026-03-02 | ROK | Buttermore Robert L. | SVP, Chief Supply Chain Off | M - OptEx | $267.44 | +8,532 | 4,078 | New | +$2.28M |
| DM | 2026-03-03 | 2026-03-02 | ROK | Buttermore Robert L. | SVP, Chief Supply Chain Off | M - OptEx | $0.00 | -8,532 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-02 | S | D | 960 | $397.23 | 9,871 | D | — | — | (F3) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $396.8250 to $397.50. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2026-03-02 | S | D | 1,672 | $398.34 | 8,199 | D | — | — | (F4) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $398.00 to $398.88. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2026-03-02 | S | D | 3,427 | $399.63 | 4,772 | D | — | — | (F5) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $399.18 to $400.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2026-03-02 | S | D | 1,084 | $400.67 | 3,688 | D | — | — | (F6) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.23 to $400.8650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2026-03-02 | S | D | 410 | $402.25 | 3,278 | D | — | — | (F7) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.00 to $402.53. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2026-03-02 | S | D | 400 | $397.83 | 2,878 | D | — | — | |
| 7 | Common | Common Stock | 2026-03-02 | S | D | 979 | $396.18 | 10,831 | D | — | — | (F2) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $395.8250 to $396.68. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 8 | Common | Common Stock | 2026-03-02 | M | A | 1,611 | $297.10 | 11,810 | D | — | — | |
| 9 | Common | Common Stock | 2026-03-02 | M | A | 3,525 | $279.50 | 10,199 | D | — | — | |
| 10 | Common | Common Stock | 2026-03-02 | M | A | 1,546 | $259.81 | 6,674 | D | — | — | |
| 11 | Common | Common Stock | 2026-03-02 | M | A | 1,050 | $246.77 | 5,128 | D | — | — | |
| 12 | Common | Common Stock | 2026-03-02 | M | A | 800 | $196.43 | 4,078 | D | — | — | |
| 13 | Derivative | Employee Stock Option (Right to Buy) | 2026-03-02 | M | D | 1,050 | $0.00 | 0 | D | $246.77 · 2021-12-10 to 2030-12-10 | 1,050 Common Stock | (F10) The option vests in three substantially equal annual installments beginning on the date exercisable. |
| 14 | Derivative | Employee Stock Option (Right to Buy) | 2026-03-02 | M | D | 800 | $0.00 | 0 | D | $196.43 · 2020-12-05 to 2029-12-05 | 800 Common Stock | (F10) The option vests in three substantially equal annual installments beginning on the date exercisable. |
| 15 | Derivative | Employee Stock Option (Right to Buy) | 2026-03-02 | M | D | 3,525 | $0.00 | 2,063 | D | $279.50 · 2024-12-04 to 2033-12-04 | 3,525 Common Stock | (F10) The option vests in three substantially equal annual installments beginning on the date exercisable. |
| 16 | Derivative | Employee Stock Option (Right to Buy) | 2026-03-02 | M | D | 1,611 | $0.00 | 3,524 | D | $297.10 · 2025-12-05 to 2034-12-05 | 1,611 Common Stock | (F10) The option vests in three substantially equal annual installments beginning on the date exercisable. |
| 17 | Derivative | Employee Stock Option (Right to Buy) | 2026-03-02 | M | D | 1,546 | $0.00 | 0 | D | $259.81 · 2023-12-09 to 2032-12-09 | 1,546 Common Stock | (F10) The option vests in three substantially equal annual installments beginning on the date exercisable. |