Form 4 for MQ Marqeta, Inc.
Accepted 2024-12-03 00:00:00 ET · period of report 2024-12-01 · accession 0001963813-24-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-03 | 2024-12-01 | MQ | Khalaf Simon | CEO, Dir | M - OptEx | $0.00 | +242.4K | 688.4K | +54% | $0 |
| DM | 2024-12-03 | 2024-12-01 | MQ | Khalaf Simon | CEO, Dir | F - Tax | $3.90 | -122.8K | 763.6K | -14% | -$479.0K |
| DM | 2024-12-03 | 2024-12-01 | MQ | Khalaf Simon | CEO, Dir | M - OptEx | $0.00 | -242.4K | 483.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-01 | M | A | 101,361 | $0.00 | 814,955 | D | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. |
| 2 | Common | Class A Common Stock | 2024-12-01 | F | D | 48,960 | $3.90 | 713,594 | D | — | — | (F2) Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| 3 | Common | Class A Common Stock | 2024-12-01 | M | A | 96,605 | $0.00 | 762,554 | D | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. |
| 4 | Common | Class A Common Stock | 2024-12-01 | F | D | 22,498 | $3.90 | 665,949 | D | — | — | (F2) Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| 5 | Common | Class A Common Stock | 2024-12-01 | M | A | 44,391 | $0.00 | 688,447 | D | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. |
| 6 | Common | Class A Common Stock | 2024-12-01 | F | D | 51,370 | $3.90 | 763,585 | D | — | — | (F2) Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| 7 | Derivative | Restricted Stock Units | 2024-12-01 | M | D | 44,391 | $0.00 | 266,343 | D | — · — to — | 44,391 Class A Common Stock | (F3) Each restricted stock unit is convertible into one share of Class A Common Stock. (F4) One-fourth (1/4th) of the restricted stock units vested on June 1, 2023, and one-sixteenth (1/16th) of the restricted stock units vest on each September 1, December 1, March 1, and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |
| 8 | Derivative | Restricted Stock Units | 2024-12-01 | M | D | 101,361 | $0.00 | 912,250 | D | — · — to — | 101,361 Class A Common Stock | (F3) Each restricted stock unit is convertible into one share of Class A Common Stock. (F6) One-twelfth (1/12th) of the restricted stock units vested on June 1, 2024, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |
| 9 | Derivative | Restricted Stock Units | 2024-12-01 | M | D | 96,605 | $0.00 | 483,023 | D | — · — to — | 96,605 Class A Common Stock | (F3) Each restricted stock unit is convertible into one share of Class A Common Stock. (F5) One-twelfth (1/12th) of the restricted stock units vested on June 1, 2023, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |