Form 4 for LXFR LUXFER HOLDINGS PLC
Accepted 2024-08-22 00:00:00 ET · period of report 2024-08-20 · accession 0001964245-24-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-22 | 2024-08-20 | LXFR | LAWDAY MARK JAMES | See Remarks | M - OptEx | — | +2,326 | 4,605 | +102% | — |
| D | 2024-08-22 | 2024-08-20 | LXFR | LAWDAY MARK JAMES | See Remarks | F - Tax | $10.63 | -1,195 | 3,410 | -26% | -$12.7K |
| DM | 2024-08-22 | 2024-08-20 | LXFR | LAWDAY MARK JAMES | See Remarks | M - OptEx | — | -2,326 | 110 | -95% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-08-20 | M | A | 38 | — | 3,287 | D | — | — | (F2) Represents Dividend Equivalent Rights accrued on Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 2 | Common | Ordinary Shares | 2024-08-20 | M | A | 750 | — | 4,037 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 3 | Common | Ordinary Shares | 2024-08-20 | M | A | 55 | — | 4,092 | D | — | — | (F2) Represents Dividend Equivalent Rights accrued on Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 4 | Common | Ordinary Shares | 2024-08-20 | M | A | 490 | — | 4,582 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 5 | Common | Ordinary Shares | 2024-08-20 | M | A | 400 | — | 3,249 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 6 | Common | Ordinary Shares | 2024-08-20 | F | D | 1,195 | $10.63 | 3,410 | D | — | — | |
| 7 | Common | Ordinary Shares | 2024-08-20 | M | A | 500 | — | 2,779 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 8 | Common | Ordinary Shares | 2024-08-20 | M | A | 70 | — | 2,849 | D | — | — | (F2) Represents Dividend Equivalent Rights accrued on Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 9 | Common | Ordinary Shares | 2024-08-20 | M | A | 23 | — | 4,605 | D | — | — | (F2) Represents Dividend Equivalent Rights accrued on Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 10 | Derivative | Stock Options (Right to Buy) | 2024-08-20 | M | D | 490 | — | 1,470 | D | — · — to 2029-03-20 | 490 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F6) Represents the exercise of time-based Stock Options awarded on March 20, 2023. The Stock Options vest in four equal annual installments, beginning on March 20, 2024 and ending on March 20, 2027. The subject Stock Options vested and were exercisable as of March 20, 2024. The remaining Stock Options vest in three equal installments on the anniversary of the award date. |
| 11 | Derivative | Stock Options (Right to Buy) | 2024-08-20 | M | D | 500 | — | 0 | D | — · — to 2025-12-13 | 500 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F3) Represents the exercise of time-based Stock Options awarded on December 13, 2019. The subject Stock Options vested in four equal annual installments, beginning on December 13, 2020, and were exercisable as of December 13, 2023. The subject Stock Options are fully vested and exercised. |
| 12 | Derivative | Dividend Equivalent Rights | 2024-08-20 | M | D | 70 | — | 2 | D | — · — to 2025-12-13 | 70 Ordinary Shares | (F2) Represents Dividend Equivalent Rights accrued on Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 13 | Derivative | Stock Options (Right to Buy) | 2024-08-20 | M | D | 400 | — | 400 | D | — · — to 2027-03-15 | 400 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F4) Represents the exercise of time-based Stock Options awarded on March 15, 2021. The time-based Stock Options vest in four equal annual installments, beginning on March 15, 2022 and ending on March 15, 2025. The subject Stock Options vested and were exercisable as of March 15, 2024. The remaining Stock Options vest and become exercisable on March 15, 2025. |
| 14 | Derivative | Dividend Equivalent Rights | 2024-08-20 | M | D | 38 | — | 59 | D | — · — to 2027-03-15 | 38 Ordinary Shares | (F2) Represents Dividend Equivalent Rights accrued on Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 15 | Derivative | Stock Options (Right to Buy) | 2024-08-20 | M | D | 750 | — | 1,500 | D | — · — to 2028-03-14 | 750 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F5) Represents the exercise of time-based Stock Options awarded on March 14, 2022. The Stock Options vest in four equal annual installments, beginning on March 14, 2023 and ending on March 14, 2026. The subject Stock Options vested and were exercisable as of March 14, 2024. The remaining Stock Options vest and become exercisable on March 14, 2025 and March 14, 2026. |
| 16 | Derivative | Dividend Equivalent Rights | 2024-08-20 | M | D | 55 | — | 173 | D | — · — to 2028-03-14 | 55 Ordinary Shares | (F2) Represents Dividend Equivalent Rights accrued on Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 17 | Derivative | Dividend Equivalent Rights | 2024-08-20 | M | D | 23 | — | 110 | D | — · — to 2029-03-20 | 23 Ordinary Shares | (F2) Represents Dividend Equivalent Rights accrued on Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |