Form 4 for LXFR LUXFER HOLDINGS PLC
Accepted 2024-03-15 00:00:00 ET · period of report 2024-03-13 · accession 0001964326-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-15 | 2024-03-13+ | LXFR | MEAD HOWARD IOAN | See Remarks | M - OptEx | — | +1,674 | 6,138 | +38% | — |
| DM | 2024-03-15 | 2024-03-13+ | LXFR | MEAD HOWARD IOAN | See Remarks | F - Tax | $10.21 | -728 | 5,328 | -12% | -$7,435 |
| DM | 2024-03-15 | 2024-03-13+ | LXFR | MEAD HOWARD IOAN | See Remarks | M - OptEx | — | -1,674 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-03-13 | M | A | 864 | — | 5,704 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F2) The above figure includes (i) 825 Ordinary Shares, including those accrued related to dividend reinvestment rights, acquired since the Reporting Person's last reportable transaction pursuant to the Luxfer Holdings PLC Employee Stock Purchase Plan (the "ESPP") for the purchase periods of December 21, 2022 - June 16, 2023 and June 19, 2023 - December 18, 2023; and (ii) 165 Ordinary Shares acquired since the Reporting Person's last reportable transaction pursuant to the dividend reinvestment feature of the Luxfer Holdings PLC Long-Term Umbrella Incentive Plan. These transactions are exempt pursuant to Rule 16b-3(c). In accordance with the ESPP, said Ordinary Shares were purchased at a price equal to the closing price of the Issuer's Ordinary Shares on June 16, 2023 and December 18, 2023, respectively. |
| 2 | Common | Ordinary Shares | 2024-03-14 | F | D | 352 | $10.26 | 5,786 | D | — | — | |
| 3 | Common | Ordinary Shares | 2024-03-14 | M | A | 810 | — | 6,138 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 4 | Common | Ordinary Shares | 2024-03-13 | F | D | 376 | $10.17 | 5,328 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2024-03-14 | M | D | 810 | — | 1,627 | D | — · — to — | 810 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F5) The above figure includes 127 additional Restricted Stock Units accrued related to dividend reinvestment rights. (F4) The remaining Restricted Stock Units vest in two equal annual installments on March 14, 2025 and March 14, 2026. The above figure includes 60 additional Restricted Stock Units accrued related to dividend reinvestment rights. |
| 6 | Derivative | Restricted Stock Units | 2024-03-13 | M | D | 864 | — | 0 | D | — · — to — | 864 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F3) The Restricted Stock Units fully vested on March 13, 2024. The above figure includes 114 additional Restricted Stock Units accrued related to dividend reinvestment rights. |