Form 4 for MQ Marqeta, Inc.
Accepted 2024-06-05 00:00:00 ET · period of report 2024-06-03 · accession 0001964406-24-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-06-05 | 2024-06-03 | MQ | Pollak Todd | Chief Revenue Off | M - OptEx | $0.00 | +98.5K | 239.2K | +70% | $0 |
| DM | 2024-06-05 | 2024-06-03 | MQ | Pollak Todd | Chief Revenue Off | F - Tax | $5.44 | -38.8K | 228.2K | -15% | -$211.0K |
| DM | 2024-06-05 | 2024-06-03 | MQ | Pollak Todd | Chief Revenue Off | M - OptEx | $0.00 | -98.5K | 110.9K | -47% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-03 | M | A | 15,836 | $0.00 | 233,875 | D | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. |
| 2 | Common | Class A Common Stock | 2024-06-03 | M | A | 32,251 | $0.00 | 260,475 | D | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. |
| 3 | Common | Class A Common Stock | 2024-06-03 | F | D | 11,973 | $5.44 | 248,502 | D | — | — | (F2) Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| 4 | Common | Class A Common Stock | 2024-06-03 | F | D | 21,154 | $5.44 | 218,039 | D | — | — | (F2) Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| 5 | Common | Class A Common Stock | 2024-06-03 | M | A | 50,367 | $0.00 | 239,193 | D | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. |
| 6 | Common | Class A Common Stock | 2024-06-03 | F | D | 5,651 | $5.44 | 228,224 | D | — | — | (F2) Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| 7 | Derivative | Restricted Stock Units | 2024-06-03 | M | D | 50,367 | $0.00 | 503,666 | D | — · — to — | 50,367 Class A Common Stock | (F3) Each restricted stock unit is convertible into one share of Class A Common Stock. (F4) One-fourth (1/4th) of the restricted stock units vested on December 1, 2023, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each March 1, June 1, September 1, and December 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |
| 8 | Derivative | Restricted Stock Units | 2024-06-03 | M | D | 32,251 | $0.00 | 354,764 | D | — · — to — | 32,251 Class A Common Stock | (F3) Each restricted stock unit is convertible into one share of Class A Common Stock. (F6) One-twelfth (1/12th) of the restricted stock units vested on June 1, 2024, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |
| 9 | Derivative | Restricted Stock Units | 2024-06-03 | M | D | 15,836 | $0.00 | 110,858 | D | — · — to — | 15,836 Class A Common Stock | (F3) Each restricted stock unit is convertible into one share of Class A Common Stock. (F5) One-third (1/3rd) of the restricted stock units vested on March 1, 2024, and an additional one-twelfth (1/12th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |