Form 4 for STAA STAAR SURGICAL CO
Accepted 2026-03-16 00:00:00 ET · period of report 2026-03-12 · accession 0001970778-26-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-03-16 | 2026-03-12+ | STAA | Foust Warren | Pres, COO, Interim Co-CEO | M - OptEx | $0.00 | +37.5K | 53.8K | +230% | $0 |
| DM | 2026-03-16 | 2026-03-12+ | STAA | Foust Warren | Pres, COO, Interim Co-CEO | M - OptEx | $0.00 | -37.5K | 39.1K | -49% | $0 |
| D | 2026-03-16 | 2026-03-13 | STAA | Foust Warren | Pres, COO, Interim Co-CEO | A - Grant | $0.00 | +45.1K | 45.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-14 | M | A | 9,775 | $0.00 | 63,588 | D | — | — | (F4) Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (9,775 shares) on March 14, 2026, and will vest as to 1/3 (9,775 shares) on March 14, 2027, and 1/3 (9,776 shares) on March 14, 2028. (F5) Includes previously granted RSUs, which are subject to future vesting. |
| 2 | Common | Common Stock | 2026-03-12 | M | A | 8,175 | $0.00 | 34,263 | D | — | — | (F1) Reflects restricted stock units (RSUs) granted to the Reporting Person on March 12, 2024. These RSUs vested as to 1/3 (8,175 shares) on March 12, 2025, 1/3 (8,175 shares) on March 12, 2026, and will vest as to 1/3 (8,175 shares) on March 12, 2027. |
| 3 | Common | Common Stock | 2026-03-14 | M | A | 19,550 | $0.00 | 53,813 | D | — | — | (F3) Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (19,550 shares) on March 14, 2026, and will vest as to 1/3 (19,550 shares) on March 14, 2027, and 1/3 (19,551 shares) on March 14, 2028. |
| 4 | Derivative | Restricted Stock Units | 2026-03-12 | M | D | 8,175 | $0.00 | 8,175 | D | $0.00 · — to — | 8,175 Common Stock | (F6) Each RSU represents the right to receive one share of the Corporation's common stock upon vesting. (F1) Reflects restricted stock units (RSUs) granted to the Reporting Person on March 12, 2024. These RSUs vested as to 1/3 (8,175 shares) on March 12, 2025, 1/3 (8,175 shares) on March 12, 2026, and will vest as to 1/3 (8,175 shares) on March 12, 2027. |
| 5 | Derivative | Restricted Stock Units | 2026-03-13 | A | A | 45,117 | $0.00 | 45,117 | D | $0.00 · — to — | 45,117 Common Stock | (F6) Each RSU represents the right to receive one share of the Corporation's common stock upon vesting. (F2) Reflects RSUs granted to the Reporting Person on March 13, 2026 in connection with annual equity award. These RSUs vest as to 1/3 (15,039 shares) on March 13, 2027, 1/3 (15,039 shares) on March 13, 2028, and 1/3 (15,039 shares) on March 13, 2029. |
| 6 | Derivative | Restricted Stock Units | 2026-03-14 | M | D | 9,775 | $0.00 | 19,551 | D | $0.00 · — to — | 9,775 Common Stock | (F6) Each RSU represents the right to receive one share of the Corporation's common stock upon vesting. (F4) Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (9,775 shares) on March 14, 2026, and will vest as to 1/3 (9,775 shares) on March 14, 2027, and 1/3 (9,776 shares) on March 14, 2028. |
| 7 | Derivative | Restricted Stock Units | 2026-03-14 | M | D | 19,550 | $0.00 | 39,101 | D | $0.00 · — to — | 19,550 Common Stock | (F6) Each RSU represents the right to receive one share of the Corporation's common stock upon vesting. (F3) Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (19,550 shares) on March 14, 2026, and will vest as to 1/3 (19,550 shares) on March 14, 2027, and 1/3 (19,551 shares) on March 14, 2028. |