Form 4 for FOA Finance of America Companies Inc.
Accepted 2026-04-03 16:19:19 ET · period of report 2026-04-01 · accession 0001971552-26-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2026-04-03 16:19 | 2026-04-01 | FOA | Sieffert Kristen N | Pres | M - OptEx | $0.00 | +84.5K | 143.4K | +143% | $0 |
| DMT | 2026-04-03 16:19 | 2026-04-01 | FOA | Sieffert Kristen N | Pres | F - Tax | $16.60 | -34.0K | 129.3K | -21% | -$564.5K |
| DT | 2026-04-03 16:19 | 2026-04-01 | FOA | Sieffert Kristen N | Pres | S - Sale+OE | $16.63 | -750 | 128.5K | -0.6% | -$12.5K |
| DMT | 2026-04-03 16:19 | 2026-04-01 | FOA | Sieffert Kristen N | Pres | M - OptEx | $0.00 | -84.5K | 58.7K | -59% | $0 |
| DT | 2026-04-03 16:19 | 2026-04-01 | FOA | Sieffert Kristen N | Pres | A - Grant | $0.00 | +72.7K | 72.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-04-01 | M | A | 13,440 | $0.00 | 92,239 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock ("Common Stock"). The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. |
| 2 | Common | Class A Common Stock | 2026-04-01 | F | D | 4,893 | $16.60 | 87,346 | D | — | — | (F2) Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs. |
| 3 | Common | Class A Common Stock | 2026-04-01 | M | A | 41,667 | $0.00 | 129,013 | D | — | — | (F3) Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2024, subject to the Reporting Person's continued employment. |
| 4 | Common | Class A Common Stock | 2026-04-01 | F | D | 14,946 | $16.60 | 114,067 | D | — | — | (F2) Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs. |
| 5 | Common | Class A Common Stock | 2026-04-01 | M | A | 29,362 | $0.00 | 143,429 | D | — | — | (F4) Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2025, subject to the Reporting Person's continued employment. |
| 6 | Common | Class A Common Stock | 2026-04-01 | F | D | 14,167 | $16.60 | 129,262 | D | — | — | (F2) Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs. |
| 7 | Common | Class A Common Stock | 2026-04-01 | S | D | 750 | $16.63 | 128,512 | D | — | — | (F5) Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024. (F6) These shares were sold in multiple transactions each at the price of $16.63. |
| 8 | Derivative | Restricted Stock Units | 2026-04-01 | M | D | 13,440 | $0.00 | 0 | D | — · — to — | 13,440 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock ("Common Stock"). The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock ("Common Stock"). The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock ("Common Stock"). The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. |
| 9 | Derivative | Restricted Stock Units | 2026-04-01 | M | D | 41,667 | $0.00 | 41,667 | D | — · — to — | 41,667 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2024, subject to the Reporting Person's continued employment. (F3) Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2024, subject to the Reporting Person's continued employment. (F3) Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2024, subject to the Reporting Person's continued employment. |
| 10 | Derivative | Restricted Stock Units | 2026-04-01 | M | D | 29,362 | $0.00 | 58,726 | D | — · — to — | 29,362 Class A Common Stock | (F4) Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2025, subject to the Reporting Person's continued employment. (F4) Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2025, subject to the Reporting Person's continued employment. (F4) Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2025, subject to the Reporting Person's continued employment. |
| 11 | Derivative | Restricted Stock Units | 2026-04-01 | A | A | 72,674 | $0.00 | 72,674 | D | — · — to — | 72,674 Class A Common Stock | (F7) Represents additional RSUs granted to the Reporting Person on April 1, 2026. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest in one-third increments upon the first, second and third anniversaries of the vesting reference date, April 1, 2026, subject to the Reporting Person's continued employment. (F7) Represents additional RSUs granted to the Reporting Person on April 1, 2026. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest in one-third increments upon the first, second and third anniversaries of the vesting reference date, April 1, 2026, subject to the Reporting Person's continued employment. (F7) Represents additional RSUs granted to the Reporting Person on April 1, 2026. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest in one-third increments upon the first, second and third anniversaries of the vesting reference date, April 1, 2026, subject to the Reporting Person's continued employment. |