Form 4 for HLNE Hamilton Lane INC
Accepted 2026-09-18 16:46:06 ET · period of report 2026-09-16 · accession 0001972135-26-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-09-18 16:46 | 2026-06-30 | HLNE | Carl Drew Thomas | CAO | A - Grant | $67.01 | +78 | 1,924 | +4% | +$5,227 |
| D | 2026-09-18 16:46 | 2026-09-16 | HLNE | Carl Drew Thomas | CAO | A - Grant | $0.00 | +2,226 | 2,226 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-06-30 | A | A | 78 | $67.01 | 1,924 | D | — | — | (F1) Shares of Class A common stock, $0.001 par value per share (the "Class A Shares") acquired pursuant to the Issuer's Employee Share Purchase Plan in a transaction that was exempt under Rule 16b-3(d). (F2) Includes unvested restricted stock granted under the Issuer's 2017 Equity Incentive Plan. |
| 2 | Derivative | Performance Stock | 2026-09-16 | A | A | 2,226 | $0.00 | 2,226 | D | — · — to — | 2,226 Class A Common Stock | (F3) Each share of performance stock represents a contingent right to receive one Class A Share. The performance stock vests at the end of the performance period if the Issuer's Class A Shares achieve a specified growth rate of TSR over the performance period. The performance period of the performance stock ends on September 16, 2031. (F3) Each share of performance stock represents a contingent right to receive one Class A Share. The performance stock vests at the end of the performance period if the Issuer's Class A Shares achieve a specified growth rate of TSR over the performance period. The performance period of the performance stock ends on September 16, 2031. (F3) Each share of performance stock represents a contingent right to receive one Class A Share. The performance stock vests at the end of the performance period if the Issuer's Class A Shares achieve a specified growth rate of TSR over the performance period. The performance period of the performance stock ends on September 16, 2031. |