Form 4 for ROOT Root, Inc.
Accepted 2026-04-03 09:18:35 ET · period of report 2026-04-01 · accession 0001977858-26-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2026-04-03 09:18 | 2026-04-01 | ROOT | Allison Jonathan | Chief Administrative Off | F - Tax | $43.26 | -11.0K | 77.5K | -12% | -$473.9K |
| DT | 2026-04-03 09:18 | 2026-04-01 | ROOT | Allison Jonathan | Chief Administrative Off | M - OptEx | $0.00 | +6,442 | 80.4K | +9% | $0 |
| DT | 2026-04-03 09:18 | 2026-04-02 | ROOT | Allison Jonathan | Chief Administrative Off | S - Sale+OE | $42.33 | -4,112 | 73.4K | -5% | -$174.1K |
| DT | 2026-04-03 09:18 | 2026-04-01 | ROOT | Allison Jonathan | Chief Administrative Off | M - OptEx | $0.00 | -6,442 | 8,589 | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-04-01 | F | D | 8,081 | $43.26 | 73,918 | D | — | — | (F1) These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
| 2 | Common | Class A Common Stock | 2026-04-01 | M | A | 6,442 | $0.00 | 80,360 | D | — | — | |
| 3 | Common | Class A Common Stock | 2026-04-01 | F | D | 2,874 | $43.26 | 77,486 | D | — | — | (F1) These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
| 4 | Common | Class A Common Stock | 2026-04-02 | S | D | 4,112 | $42.33 | 73,374 | D | — | — | (F2) The shares were sold pursuant to a 10b5-1 trading plan. |
| 5 | Derivative | Performance-Based Restricted Stock Units | 2026-04-01 | M | D | 6,442 | $0.00 | 8,589 | D | — · — to 2028-04-01 | 6,442 Class A Common Stock | (F3) Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of ROOT Class A common stock. The PSUs vest in tranches of 2,147 on April 1, 2024; 4,295 on April 1, 2025; 6,442 on April 1, 2026; and 8,589 on April 1, 2027 and upon ROOT Class A common stock achieving a specified price per share over 45 consecutive trading days after such dates. Per share price achievement levels for the four tranches are: $16.76; $25.14; $33.52; and $41.90. (F3) Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of ROOT Class A common stock. The PSUs vest in tranches of 2,147 on April 1, 2024; 4,295 on April 1, 2025; 6,442 on April 1, 2026; and 8,589 on April 1, 2027 and upon ROOT Class A common stock achieving a specified price per share over 45 consecutive trading days after such dates. Per share price achievement levels for the four tranches are: $16.76; $25.14; $33.52; and $41.90. |