Form 4 for ROK Rockwell Automation
Accepted 2026-04-14 18:50:48 ET · period of report 2026-04-13 · accession 0001979295-26-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2026-04-14 18:50 | 2026-04-13 | ROK | Fordenwalt Matthew W. | SVP Lifecycle Services | M - OptEx | $196.43 | +1,200 | 5,637 | +27% | +$235.7K |
| DT | 2026-04-14 18:50 | 2026-04-13 | ROK | Fordenwalt Matthew W. | SVP Lifecycle Services | S - Sale+OE | $400.00 | -1,200 | 4,437 | -21% | -$480.0K |
| DT | 2026-04-14 18:50 | 2026-04-13 | ROK | Fordenwalt Matthew W. | SVP Lifecycle Services | M - OptEx | $0.00 | -1,200 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-13 | M | A | 1,200 | $196.43 | 5,637 | D | — | — | |
| 2 | Common | Common Stock | 2026-04-13 | S | D | 1,200 | $400.00 | 4,437 | D | — | — | (F1) Shares exercised and sold pursuant to Rule 10b5-1 trading plan entered into on 11/26/2025. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2026-04-13 | M | D | 1,200 | $0.00 | 0 | D | $196.43 · 2020-12-05 to 2029-12-05 | 1,200 Common Stock | (F3) The options vest in three substantially equal annual installments beginning on date exercisable. |