Form 4 for FIRY Firy Inc.
Accepted 2023-11-13 00:00:00 ET · period of report 2023-11-08 · accession 0001979813-23-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-13 | 2023-11-10 | FIRY | Roswig Jason | Pres, CFO | S - Sale+OE | $5.07 | -17.2K | 100.6K | -15% | -$87.2K |
| D | 2023-11-13 | 2023-11-08 | FIRY | Roswig Jason | Pres, CFO | M - OptEx | $0.00 | +32.5K | 117.8K | +38% | $0 |
| D | 2023-11-13 | 2023-11-08 | FIRY | Roswig Jason | Pres, CFO | M - OptEx | $0.00 | -32.5K | 357.9K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Restricted Stock Units | 2023-11-10 | S | D | 17,194 | $5.07 | 100,623 | D | — | — | (F2) Represents securities sold on the open market to satisfy tax obligations owed by the Reporting Person in connection with the vesting of restricted stock units. |
| 2 | Common | Restricted Stock Units | 2023-11-08 | M | A | 32,538 | $0.00 | 117,817 | D | — | — | (F1) The restricted stock units vested and settled in Class A common stock of the Issuer on November 8, 2023. |
| 3 | Derivative | Restricted Stock Units | 2023-11-08 | M | D | 32,538 | $0.00 | 357,918 | D | — · — to — | 32,538 Restricted Stock Units | (F5) The grant of restricted stock units was previously reported as covering 650,760 shares (prior to the Reverse Stock Split, which is equal to 32,538 shares post Reverse Stock Split). Following the reported transactions, 357,918 shares remained unvested (as adjusted for the Issuer's Reverse Stock Split). (F4) On June 23, 2023 (the "Effective Date"), the Class A common stock of the Issuer underwent a 1-for-20 reverse stock split (the "Reverse Stock Split"). All amounts of securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the Effective Date of the Reverse Stock Split). (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. (F6) Twenty-five percent of the restricted stock unit grant vested on August 8, 2023 and the remainder will vest in substantially equal quarterly installments thereafter over the next three years. |