Form 4 for PHIN PHINIA INC.
Accepted 2024-09-17 00:00:00 ET · period of report 2023-07-18 · accession 0001981241-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-09-17 | 2024-09-13 | PHIN | Gropp Chris P | VP, CFO | A - Grant | $0.00 | +304 | 64.0K | +0.5% | $0 | |
| MI | 2024-09-17 | 2023-07-18+ | PHIN | Gropp Chris P | VP, CFO | A - Grant | $0.00 | +3,362 | 3,440 | +4,310% | $0 |
| 2024-09-17 | 2024-06-27 | PHIN | Gropp Chris P | VP, CFO | G - Gift | $0.00 | +8 | 63.7K | +0.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-13 | A | A | 304 | $0.00 | 64,002 | D | — | — | (F7) Includes 56,216 shares of restricted stock. |
| 2 | Common | Common Stock | 2023-07-18 | A | A | 1,834 | $0.00 | 1,834 | I By spouse | — | — | (F1) This transaction is the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of the issuer by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off") and represents an award of restricted stock to the reporting person's spouse with respect to the issuer's common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, which will vest on the same schedule as its related pre-conversion award. (F2) Previous transactions of the reporting owner's spouse with respect to the issuer's common stock were inadvertently omitted. |
| 3 | Common | Common Stock | 2024-06-27 | G | A | 8 | $0.00 | 63,698 | D By spouse | — | — | (F5) Shares were acquired by the reporting person as a result of an inheritance. |
| 4 | Common | Common Stock | 2024-02-16 | A | A | 1,510 | $0.00 | 3,378 | I By spouse | — | — | (F3) Represents an award of restricted stock to the reporting person's spouse with respect to the issuer's common stock, which will vest in three annual installments of 503 on February 28, 2025, 503 on February 28, 2026, and 504 on February 28, 2027. (F4) Includes shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock, as required by the terms of such awards, through the applicable transaction date. (F2) Previous transactions of the reporting owner's spouse with respect to the issuer's common stock were inadvertently omitted. |
| 5 | Common | Common Stock | 2024-09-13 | A | A | 18 | $0.00 | 3,440 | I | — | — | (F8) Shares listed are restricted stock. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. (F4) Includes shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock, as required by the terms of such awards, through the applicable transaction date. |