Form 4 for AB ALLIANCEBERNSTEIN HOLDING L.P.
Accepted 2024-12-23 00:00:00 ET · period of report 2024-12-20 · accession 0001990755-24-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-12-23 | 2024-12-20 | AB | Simeone Thomas | CAO | A - Grant | $37.26 | +13.4K | 19.2K | +233% | +$500.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | AB Holding Units | 2024-12-20 | A | A | 13,420 | $37.26 | 19,175 | I through rabbi trust under employee incentive compensation award program | — | — | (F1) Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") (F2) The date on which the Reporting Person accepted a restricted AB Holding Unit award offered to him by AB, (the "RSU Award"), by signing his RSU Award agreement. (F3) The number of AB Holding Units awarded was determined by dividing the dollar amount of the RSU Award by $37.26, which was the closing price of an AB Holding Unit on December 20, 2024. The award will cliff vest, and all 13,420 AB Holding Units awarded (less an appropriate number of AB Holding Units to satisfy applicable withholdings), will be delivered to the Reporting Person on December 1, 2027 (subject to terms and conditions set forth in the Award agreement). (F4) The closing price on the NYSE of an AB Holding Unit (NYSE: AB) on December 20, 2024, the date on which the RSU Award was accepted by the Reporting Person. |