Form 4 for RITM Rithm Capital Corp.
Accepted 2025-11-18 00:00:00 ET · period of report 2025-11-14 · accession 0001991661-25-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-18 | 2025-11-14 | RITM | Zeiden David | CLO | S - Sale+OE | $11.11 | -19.3K | 0 | -100% | -$214.3K |
| D | 2025-11-18 | 2025-11-14 | RITM | Zeiden David | CLO | M - OptEx | $0.00 | +19.3K | 19.3K | New | $0 |
| D | 2025-11-18 | 2025-11-14 | RITM | Zeiden David | CLO | M - OptEx | $0.00 | -19.3K | 21.0K | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-14 | S | D | 19,285 | $11.11 | 0 | D | — | — | |
| 2 | Common | Common Stock | 2025-11-14 | M | A | 19,285 | $0.00 | 19,285 | D | — | — | |
| 3 | Derivative | Class B Profits Units of Rithm Capital Management LLC | 2025-11-14 | M | D | 19,285 | $0.00 | 21,025 | D | — · — to — | 19,285 Common Stock | (F1) Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. (F2) Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on May 1, 2024, which will vest in two equal installments on January 1 of each of 2025 and 2026, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. |