Form 4 for RITM Rithm Capital Corp.
Accepted 2026-03-03 00:00:00 ET · period of report 2026-02-27 · accession 0001991661-26-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-03 | 2026-02-27 | RITM | Zeiden David | CLO | M - OptEx | $0.00 | +9,217 | 9,217 | New | $0 |
| D | 2026-03-03 | 2026-02-27 | RITM | Zeiden David | CLO | S - Sale+OE | $10.11 | -9,217 | 0 | -100% | -$93.2K |
| D | 2026-03-03 | 2026-02-27 | RITM | Zeiden David | CLO | M - OptEx | $0.00 | -9,217 | 11.8K | -44% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-27 | M | A | 9,217 | $0.00 | 9,217 | D | — | — | |
| 2 | Common | Common Stock | 2026-02-27 | S | D | 9,217 | $10.11 | 0 | D | — | — | (F1) Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the filing person on November 26, 2025. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $10.0300-$10.3500 inclusive. The filing person undertakes to provide to Rithm Capital Corp., any security holder of Rithm Capital Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| 3 | Derivative | Class B Profits Units of Rithm Capital Management LLC | 2026-02-27 | M | D | 9,217 | $0.00 | 11,808 | D | — · — to — | 9,217 Common Stock | (F3) Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. (F4) Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on May 1, 2024, which vested in two equal installments on January 1 of each of 2025 and 2026. |