Form 4 for HWBK HAWTHORN BANCSHARES, INC.
Accepted 2025-02-24 00:00:00 ET · period of report 2025-02-20 · accession 0001998412-25-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-02-24 | 2025-02-20 | HWBK | Hafner Christopher Eugene | SVP, CFO | A - Grant | $0.00 | +1,000 | 3,000 | +50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-20 | A | A | 1,000 | $0.00 | 3,000 | D | — | — | (F1) Consists of (a) 667 shares of Common stock, and (b) unvested restricted stock units ("RSUs") awarded to the reporting person under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs vest as follows: 667 units on December 8, 2025; 333 units on February 20, 2026; 666 units on December 8, 2026; 333 units on February 20, 2027 and 334 units on February 20, 2028. |